Hui (SFC:BUN771) Liu
刘慧
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Hui (SFC:BUN771) Liu (刘慧), CE reference BUN771. Currently licensed at 1 firm(s): HSBC Securities Brokers (Asia) Limited. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| HSBC Securities Brokers (Asia) Limited 滙豐證券經紀(亞洲)有限公司 |
Rep | Type 1 — Dealing in securities | 2024-06-06 | present |
| UBS Securities Asia Limited | Rep | Type 1 — Dealing in securities | 2024-01-09 | 2024-04-24 |
| UBS Securities Hong Kong Limited | Rep | Type 1 — Dealing in securities | 2024-01-09 | 2024-04-24 |
| UBS Securities Hong Kong Limited | Rep | Type 7 — Providing automated trading services | 2024-01-09 | 2024-04-24 |