Joseph Rondinella
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Joseph Rondinella ( ), a licensed former licensee with CE reference AIY535. Total licence records on file: 2.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| SMBC Capital Markets (Asia) Limited |
RO | Type 1 — Dealing in securities | 2010-07-14 | 2025-04-01 |
| SMBC Capital Markets (Asia) Limited |
RO | Type 2 — Dealing in futures contracts | 2010-07-14 | 2025-04-01 |