Ka Shun (SFC:BTM770) Wong
王嘉諄
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ka Shun (SFC:BTM770) Wong (王嘉諄), a licensed Representative with CE reference BTM770. Currently licensed at 2 firm(s): HSBC Global Asset Management (Hong Kong) Limited, HSBC Investment Funds (Hong Kong) Limited. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities; Type 9 - Asset management. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| HSBC Global Asset Management (Hong Kong) Limited | Rep | Type 1 - Dealing in securities | 2023-03-29 | present |
| HSBC Investment Funds (Hong Kong) Limited | Rep | Type 1 - Dealing in securities | 2023-03-29 | present |
| HSBC Global Asset Management (Hong Kong) Limited | Rep | Type 4 - Advising on securities | 2023-03-29 | present |
| HSBC Investment Funds (Hong Kong) Limited | Rep | Type 4 - Advising on securities | 2023-03-29 | present |
| HSBC Global Asset Management (Hong Kong) Limited | Rep | Type 9 - Asset management | 2023-03-29 | present |
| HSBC Investment Funds (Hong Kong) Limited | Rep | Type 9 - Asset management | 2023-03-29 | present |