Zhengzhe Wu
吴正哲
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Zhengzhe Wu (吴正哲), a licensed Representative with CE reference BTB684. Currently licensed at 1 firm(s): CITIC Securities International Global Markets Limited. Active regulated activities: Type 1 - Dealing in securities; Type 2 - Dealing in futures contracts. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| CITIC Securities International Global Markets Limited 中信證券國際全球市場有限公司 |
Rep | Type 1 - Dealing in securities | 2024-06-18 | present |
| CITIC Securities International Global Markets Limited 中信證券國際全球市場有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2024-06-18 | present |
| CLSA Limited 中信里昂證券有限公司 |
Rep | Type 1 - Dealing in securities | 2022-10-13 | 2024-05-27 |
| CITIC Securities (Hong Kong) Limited 中信證券(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2022-10-13 | 2024-05-27 |
| CITIC Securities (Hong Kong) Limited 中信證券(香港)有限公司 |
Rep | Type 6 - Advising on corporate finance | 2022-10-13 | 2024-05-27 |