Swapnil Joshi
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Swapnil Joshi, CE reference BSY239. Currently licensed at 1 firm(s): Barclays Capital Asia Limited. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2025-07-17 | present |
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2025-07-17 | present |
| BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 |
Rep | Type 1 — Dealing in securities | 2023-05-10 | 2025-05-12 |
| BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2023-05-10 | 2025-05-12 |
| Vantage Capital Markets HK Limited | Rep | Type 1 — Dealing in securities | 2022-09-05 | 2022-09-30 |
| Vantage Capital Markets HK Limited | Rep | Type 2 — Dealing in futures contracts | 2022-09-05 | 2022-09-30 |