Kai Yin Liu
廖啟妍
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kai Yin Liu (廖啟妍), CE reference BSU848. Currently licensed at 1 firm(s): Wisdom Asset Management Limited. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Wisdom Asset Management Limited 滙智資產管理有限公司 |
Rep | Type 9 — Asset management | 2025-11-21 | present |
| Wisdom Asset Management Limited 滙智資產管理有限公司 |
Rep | Type 1 — Dealing in securities | 2022-08-05 | present |
| Wisdom Asset Management Limited 滙智資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2022-08-05 | present |