David Aik Liang Lim
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for David Aik Liang Lim, CE reference AXR836. Currently licensed at 1 firm(s): Marshall Wace Asia Limited. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Marshall Wace Asia Limited | Rep | Type 1 — Dealing in securities | 2021-05-11 | present |
| Marshall Wace Asia Limited | Rep | Type 9 — Asset management | 2021-03-11 | present |
| Davidson Kempner Asia Limited | Rep | Type 9 — Asset management | 2019-11-21 | 2021-02-04 |
| Maso Capital Partners Limited | Rep | Type 9 — Asset management | 2014-05-29 | 2017-06-16 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2011-08-01 | 2012-10-26 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 6 — Advising on corporate finance | 2011-08-01 | 2012-10-26 |