Amit Rajpal
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Amit Rajpal, CE reference AEY336. Currently licensed at 1 firm(s): Marshall Wace Asia Limited. Total licence records on file: 12.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Marshall Wace Asia Limited | Rep | Type 9 — Asset management | 2023-04-13 | present |
| Marshall Wace Asia Limited | RO | Type 1 — Dealing in securities | 2017-04-05 | 2023-04-13 |
| Marshall Wace Asia Limited | RO | Type 9 — Asset management | 2017-04-05 | 2023-04-13 |
| Marshall Wace Asia Limited | Rep | Type 9 — Asset management | 2008-11-11 | 2017-04-05 |
| Morgan Stanley Hong Kong Securities Limited | Rep | Type 1 — Dealing in securities | 2007-08-15 | 2008-07-28 |
| Morgan Stanley Hong Kong Futures Limited | Rep | Type 2 — Dealing in futures contracts | 2007-08-15 | 2008-07-28 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 7 — Providing automated trading services | 2007-08-15 | 2008-07-28 |
| Morgan Stanley Hong Kong Futures Limited | Rep | Type 7 — Providing automated trading services | 2007-08-15 | 2008-07-28 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 1 — Dealing in securities | present | 2008-07-28 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 4 — Advising on securities | present | 2007-06-08 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2004-02-11 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 7 — Providing automated trading services | present | 2004-02-11 |