Amit Rajpal
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Amit Rajpal, a licensed Representative with CE reference AEY336. Currently licensed at 1 firm(s): Marshall Wace Asia Limited. Active regulated activities: Type 9 - Asset management. This person has 23.1 years of SFC licence history. Total licence records on file: 12.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Marshall Wace Asia Limited | Rep | Type 9 - Asset management | 2023-04-13 | present |
| Marshall Wace Asia Limited | RO | Type 1 - Dealing in securities | 2017-04-05 | 2023-04-13 |
| Marshall Wace Asia Limited | RO | Type 9 - Asset management | 2017-04-05 | 2023-04-13 |
| Marshall Wace Asia Limited | Rep | Type 9 - Asset management | 2008-11-11 | 2017-04-05 |
| Morgan Stanley Hong Kong Securities Limited | Rep | Type 1 - Dealing in securities | 2007-08-15 | 2008-07-28 |
| Morgan Stanley Hong Kong Futures Limited | Rep | Type 2 - Dealing in futures contracts | 2007-08-15 | 2008-07-28 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 7 - Providing automated trading services | 2007-08-15 | 2008-07-28 |
| Morgan Stanley Hong Kong Futures Limited | Rep | Type 7 - Providing automated trading services | 2007-08-15 | 2008-07-28 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 1 - Dealing in securities | Pre-2003 | 2008-07-28 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 4 - Advising on securities | Pre-2003 | 2007-06-08 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2004-02-11 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 7 - Providing automated trading services | Pre-2003 | 2004-02-11 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Amit Rajpal during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.