Nory Yu Yang Jiang
江與楊
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Nory Yu Yang Jiang (江與楊), a licensed former licensee with CE reference BSG269. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2022-11-14 | 2023-02-10 |
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2022-11-14 | 2023-02-10 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2022-03-07 | 2022-07-15 |
| Morgan Stanley Hong Kong Securities Limited | Rep | Type 1 - Dealing in securities | 2022-03-07 | 2022-07-15 |
| Morgan Stanley Hong Kong Securities Limited | Rep | Type 2 - Dealing in futures contracts | 2022-03-07 | 2022-07-15 |
| Morgan Stanley Hong Kong Securities Limited | Rep | Type 7 - Providing automated trading services | 2022-03-07 | 2022-07-15 |