Yawen He
何雅雯
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yawen He (何雅雯), a licensed former licensee with CE reference BRR978. Total licence records on file: 7.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| HSBC Global Asset Management (Hong Kong) Limited | Rep | Type 2 - Dealing in futures contracts | 2022-06-09 | 2024-07-12 |
| HSBC Global Asset Management (Hong Kong) Limited | Rep | Type 4 - Advising on securities | 2022-06-09 | 2024-07-12 |
| HSBC Global Asset Management (Hong Kong) Limited | Rep | Type 5 - Advising on futures contracts | 2022-06-09 | 2024-07-12 |
| HSBC Global Asset Management (Hong Kong) Limited | Rep | Type 9 - Asset management | 2022-06-09 | 2024-07-12 |
| HSBC Global Asset Management (Hong Kong) Limited | Rep | Type 1 - Dealing in securities | 2022-05-10 | 2024-07-12 |
| HSBC Investment Funds (Hong Kong) Limited | Rep | Type 1 - Dealing in securities | 2022-05-10 | 2024-07-12 |
| Shenwan Hongyuan Securities (H.K.) Limited 申萬宏源證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2021-10-04 | 2022-03-18 |