Philip King Lun Mok
莫京燐
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Philip King Lun Mok (莫京燐), CE reference AWF599. Total licence records on file: 11.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| RKD Capital Limited |
RO | Type 4 — Advising on securities | 2021-02-24 | 2022-06-11 |
| RKD Capital Limited |
RO | Type 9 — Asset management | 2021-02-24 | 2022-06-11 |
| RKD Capital Limited |
Rep | Type 9 — Asset management | 2020-07-06 | 2021-02-24 |
| Asia Wealth Securities Limited 亞洲創富證券有限公司 |
Rep | Type 1 — Dealing in securities | 2017-06-13 | 2017-10-27 |
| Nine Rivers Capital Partners Limited 浚承資本有限公司 |
Rep | Type 1 — Dealing in securities | 2017-04-24 | 2017-04-30 |
| Nine Rivers Capital Partners Limited 浚承資本有限公司 |
Rep | Type 4 — Advising on securities | 2017-04-24 | 2017-04-30 |
| VC Brokerage Limited 滙盈證券有限公司 |
Rep | Type 4 — Advising on securities | 2014-10-08 | 2015-09-28 |
| LT Securities Limited 利通證券有限公司 |
Rep | Type 1 — Dealing in securities | 2014-05-09 | 2014-09-26 |
| VC Brokerage Limited 滙盈證券有限公司 |
Rep | Type 4 — Advising on securities | 2013-01-10 | 2014-04-03 |
| Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2010-11-08 | 2012-12-30 |
| Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2010-11-08 | 2012-12-30 |