Philip King Lun Mok

莫京燐
CE No. AWF599 Ceased

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Philip King Lun Mok (莫京燐), a licensed former licensee with CE reference AWF599. This person has 7.1 years of SFC licence history. Total licence records on file: 11.

Information

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Licence history

FirmRoleRegulated activityFromTo
RKD Capital Limited
RO Type 4 - Advising on securities 2021-02-24 2022-06-11
RKD Capital Limited
RO Type 9 - Asset management 2021-02-24 2022-06-11
RKD Capital Limited
Rep Type 9 - Asset management 2020-07-06 2021-02-24
Asia Wealth Securities Limited
亞洲創富證券有限公司
Rep Type 1 - Dealing in securities 2017-06-13 2017-10-27
Nine Rivers Capital Partners Limited
浚承資本有限公司
Rep Type 1 - Dealing in securities 2017-04-24 2017-04-30
Nine Rivers Capital Partners Limited
浚承資本有限公司
Rep Type 4 - Advising on securities 2017-04-24 2017-04-30
VC Brokerage Limited
滙盈證券有限公司
Rep Type 4 - Advising on securities 2014-10-08 2015-09-28
LT Securities Limited
利通證券有限公司
Rep Type 1 - Dealing in securities 2014-05-09 2014-09-26
VC Brokerage Limited
滙盈證券有限公司
Rep Type 4 - Advising on securities 2013-01-10 2014-04-03
Phillip Securities (Hong Kong) Limited
輝立證券(香港)有限公司
Rep Type 1 - Dealing in securities 2010-11-08 2012-12-30
Phillip Securities (Hong Kong) Limited
輝立證券(香港)有限公司
Rep Type 4 - Advising on securities 2010-11-08 2012-12-30

Worked alongside

The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Philip King Lun Mok during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.

NameShared firmOverlap
Hong Nam Lee RKD Capital Limited 2020–2022
Siu Wah Chu VC Brokerage Limited 2013–2015
Benson Lin-Fong Chan RKD Capital Limited 2021–2022
Sylvia Sau Fan Leung VC Brokerage Limited 2013–2015
Cecil Hau Man Cheng VC Brokerage Limited 2013–2015
Kei Tat Lee VC Brokerage Limited 2013–2015
Charles Man Hin Wong VC Brokerage Limited 2013–2015
Wan Hei Pierre Chan RKD Capital Limited 2020–2021
Man Hoi Ng VC Brokerage Limited 2013–2015
Ming Kwong Tse VC Brokerage Limited 2013–2015
Chi Ho Mok RKD Capital Limited 2021–2022
Po Chu Lau VC Brokerage Limited 2013–2015
Ella Sau Kuen Lau VC Brokerage Limited 2013–2015
Tak Choi Cheng VC Brokerage Limited 2013–2015
Kin Yip VC Brokerage Limited 2013–2015
Chung Shing Cheung VC Brokerage Limited 2013–2015
Suk Hing Chow VC Brokerage Limited 2013–2015
Lai Ying Lee VC Brokerage Limited 2013–2015
Man Shu Lee VC Brokerage Limited 2013–2015
Martin Chat Tin Leung VC Brokerage Limited 2013–2015

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