Wing Ki Li
李穎琪
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Wing Ki Li (李穎琪), a licensed Responsible Officer with CE reference BRE700. Currently licensed at 1 firm(s): Yee Tai Asset Management Limited. Active regulated activities: Type 4 - Advising on securities; Type 9 - Asset management. This person has 5.2 years of SFC licence history. Total licence records on file: 9.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Yee Tai Asset Management Limited | RO | Type 4 - Advising on securities | 2026-04-16 | present |
| Yee Tai Asset Management Limited | RO | Type 9 - Asset management | 2026-04-16 | present |
| Hantec Securities Co. Limited 亨達證券有限公司 |
Rep | Type 1 - Dealing in securities | 2023-07-03 | 2026-04-14 |
| Hantec Wealth Management Company Limited 亨達財富管理有限公司 |
Rep | Type 4 - Advising on securities | 2023-07-03 | 2026-04-14 |
| Hantec Wealth Management Company Limited 亨達財富管理有限公司 |
Rep | Type 9 - Asset management | 2023-07-03 | 2026-04-14 |
| Tianda Securities Limited 天大証券有限公司 |
Rep | Type 1 - Dealing in securities | 2021-06-03 | 2023-06-21 |
| Tianda Asset Management Limited 天大資產管理有限公司 |
Rep | Type 4 - Advising on securities | 2021-06-03 | 2023-06-21 |
| Tianda Securities Limited 天大証券有限公司 |
Rep | Type 4 - Advising on securities | 2021-06-03 | 2023-06-21 |
| Tianda Asset Management Limited 天大資產管理有限公司 |
Rep | Type 9 - Asset management | 2021-06-03 | 2023-06-21 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Wing Ki Li during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.