Si (SFC:BQV781) Chen
陳斯
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Si (SFC:BQV781) Chen (陳斯), CE reference BQV781. Currently licensed at 2 firm(s): UBS Securities Asia Limited, UBS Securities Hong Kong Limited. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| UBS Securities Asia Limited | Rep | Type 1 — Dealing in securities | 2022-07-05 | present |
| UBS Securities Hong Kong Limited | Rep | Type 1 — Dealing in securities | 2022-07-05 | present |
| UBS Securities Asia Limited | Rep | Type 2 — Dealing in futures contracts | 2022-07-05 | present |
| UBS Securities Hong Kong Limited | Rep | Type 2 — Dealing in futures contracts | 2022-07-05 | present |
| SG Securities (HK) Limited 法國興業證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2021-03-16 | 2022-02-25 |
| SG Securities (HK) Limited 法國興業證券(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2021-03-16 | 2022-02-25 |