Mark Andrew Rodford
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Mark Andrew Rodford, a licensed Representative with CE reference BQV688. Currently licensed at 1 firm(s): BNP Paribas Securities (Asia) Limited. Active regulated activities: Type 1 - Dealing in securities; Type 2 - Dealing in futures contracts. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 |
Rep | Type 1 - Dealing in securities | 2023-06-01 | present |
| BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2023-06-01 | present |
| UBS Securities Asia Limited | Rep | Type 1 - Dealing in securities | 2021-03-18 | 2023-02-22 |
| UBS Securities Hong Kong Limited | Rep | Type 1 - Dealing in securities | 2021-03-18 | 2023-02-22 |
| UBS Securities Asia Limited | Rep | Type 2 - Dealing in futures contracts | 2021-03-18 | 2023-02-22 |
| UBS Securities Hong Kong Limited | Rep | Type 2 - Dealing in futures contracts | 2021-03-18 | 2023-02-22 |