Kun (SFC:BQT597) Chen
陳坤
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kun (SFC:BQT597) Chen (陳坤), CE reference BQT597. Currently licensed at 1 firm(s): BOCI Securities Limited. Total licence records on file: 9.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| BOCI Securities Limited 中銀國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2026-03-16 | present |
| BOCI Securities Limited 中銀國際證券有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2026-03-16 | present |
| BOCI Securities Limited 中銀國際證券有限公司 |
Rep | Type 4 — Advising on securities | 2026-03-16 | present |
| Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2023-05-08 | 2026-02-12 |
| Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2023-05-08 | 2026-02-12 |
| Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2023-05-08 | 2026-02-12 |
| Grandly Financial Services Limited 冠力金融服務有限公司 |
Rep | Type 1 — Dealing in securities | 2022-11-11 | 2023-04-12 |
| Grandly Financial Services Limited 冠力金融服務有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2022-11-11 | 2023-04-12 |
| Xin Hua Securities (Hong Kong) Limited 新華證券(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2021-03-09 | 2021-08-31 |