Maxwell Nathan MacEy
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Maxwell Nathan MacEy ( ), a licensed former licensee with CE reference BQN330. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
Rep | Type 1 - Dealing in securities | 2022-01-11 | 2022-04-01 |
| Goldman Sachs (Asia) Securities Limited 高盛(亞洲)證券有限公司 |
Rep | Type 1 - Dealing in securities | 2022-01-11 | 2022-04-01 |
| Goldman Sachs (Asia) Securities Limited 高盛(亞洲)證券有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2022-01-11 | 2022-04-01 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 - Dealing in securities | 2021-01-04 | 2021-09-15 |
| Merrill Lynch Far East Limited | Rep | Type 1 - Dealing in securities | 2021-01-04 | 2021-09-15 |
| Merrill Lynch Far East Limited | Rep | Type 2 - Dealing in futures contracts | 2021-01-04 | 2021-09-15 |