Herman Hoi Ming Mok
莫凱名
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Herman Hoi Ming Mok (莫凱名), CE reference BQG131. Currently licensed at 1 firm(s): GEO Securities Limited. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| GEO Securities Limited 智易東方證券有限公司 |
RO | Type 1 — Dealing in securities | 2026-01-20 | present |
| GEO Securities Limited 智易東方證券有限公司 |
RO | Type 4 — Advising on securities | 2026-01-20 | present |
| GEO Securities Limited 智易東方證券有限公司 |
Rep | Type 9 — Asset management | 2021-02-03 | present |
| GEO Securities Limited 智易東方證券有限公司 |
Rep | Type 1 — Dealing in securities | 2020-10-12 | 2026-01-20 |
| GEO Securities Limited 智易東方證券有限公司 |
Rep | Type 4 — Advising on securities | 2020-10-12 | 2026-01-20 |