Herman Hoi Ming Mok

莫凱名
CE No. BQG131 Active

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Herman Hoi Ming Mok (莫凱名), a licensed Responsible Officer with CE reference BQG131. Currently licensed at 1 firm(s): Tse's Securities Limited. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities; Type 9 - Asset management. This person has 6.0 years of SFC licence history. Total licence records on file: 11.

Licence history

FirmRoleRegulated activityFromTo
Tse's Securities Limited
謝氏膺暉證券有限公司		 RO Type 9 - Asset management 2026-07-23 present
Tse's Securities Limited
謝氏膺暉證券有限公司		 RO Type 1 - Dealing in securities 2026-07-06 present
Tse's Securities Limited
謝氏膺暉證券有限公司		 RO Type 4 - Advising on securities 2026-07-06 present
Tse's Securities Limited
謝氏膺暉證券有限公司		 Rep Type 1 - Dealing in securities 2026-07-02 2026-07-06
Tse's Securities Limited
謝氏膺暉證券有限公司		 Rep Type 4 - Advising on securities 2026-07-02 2026-07-06
Tse's Securities Limited
謝氏膺暉證券有限公司		 Rep Type 9 - Asset management 2026-07-02 2026-07-23
GEO Securities Limited
智易東方證券有限公司		 RO Type 1 - Dealing in securities 2026-01-20 2026-06-10
GEO Securities Limited
智易東方證券有限公司		 RO Type 4 - Advising on securities 2026-01-20 2026-06-10
GEO Securities Limited
智易東方證券有限公司		 Rep Type 9 - Asset management 2021-02-03 2026-06-10
GEO Securities Limited
智易東方證券有限公司		 Rep Type 1 - Dealing in securities 2020-10-12 2026-01-20
GEO Securities Limited
智易東方證券有限公司		 Rep Type 4 - Advising on securities 2020-10-12 2026-01-20

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