John Andrew Oldham
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for John Andrew Oldham, a licensed Representative with CE reference BQC943. Currently licensed at 2 firm(s): HSBC Global Asset Management (Hong Kong) Limited, HSBC Investment Funds (Hong Kong) Limited. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities; Type 9 - Asset management. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| HSBC Global Asset Management (Hong Kong) Limited | Rep | Type 1 - Dealing in securities | 2020-09-17 | present |
| HSBC Investment Funds (Hong Kong) Limited | Rep | Type 1 - Dealing in securities | 2020-09-17 | present |
| HSBC Global Asset Management (Hong Kong) Limited | Rep | Type 4 - Advising on securities | 2020-09-17 | present |
| HSBC Investment Funds (Hong Kong) Limited | Rep | Type 4 - Advising on securities | 2020-09-17 | present |
| HSBC Global Asset Management (Hong Kong) Limited | Rep | Type 9 - Asset management | 2020-09-17 | present |
| HSBC Investment Funds (Hong Kong) Limited | Rep | Type 9 - Asset management | 2020-09-17 | present |