Yini Xiao
肖旖旎
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yini Xiao (肖旖旎), a licensed former licensee with CE reference BQA763. Total licence records on file: 2.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Chartwell Capital Limited 大正資本有限公司 |
Rep | Type 4 — Advising on securities | 2023-02-14 | 2023-02-24 |
| Chartwell Capital Limited 大正資本有限公司 |
Rep | Type 9 — Asset management | 2023-02-14 | 2023-02-24 |