Jie Wang
王捷
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Jie Wang (王捷), a licensed former licensee with CE reference BPY134. This person has 1.1 years of SFC licence history. Total licence records on file: 20.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| UBS Securities Asia Limited | Rep | Type 1 - Dealing in securities | 2026-05-22 | 2026-05-29 |
| UBS Securities Hong Kong Limited | Rep | Type 1 - Dealing in securities | 2026-05-22 | 2026-05-29 |
| UBS Securities Asia Limited | Rep | Type 1 - Dealing in securities | 2026-03-06 | 2026-03-11 |
| UBS Securities Hong Kong Limited | Rep | Type 1 - Dealing in securities | 2026-03-06 | 2026-03-11 |
| UBS Securities Asia Limited | Rep | Type 1 - Dealing in securities | 2025-08-01 | 2025-08-08 |
| UBS Securities Hong Kong Limited | Rep | Type 1 - Dealing in securities | 2025-08-01 | 2025-08-08 |
| UBS Securities Asia Limited | Rep | Type 1 - Dealing in securities | 2025-05-23 | 2025-05-30 |
| UBS Securities Hong Kong Limited | Rep | Type 1 - Dealing in securities | 2025-05-23 | 2025-05-30 |
| UBS Securities Asia Limited | Rep | Type 1 - Dealing in securities | 2025-04-10 | 2025-04-15 |
| UBS Securities Hong Kong Limited | Rep | Type 1 - Dealing in securities | 2025-04-10 | 2025-04-15 |
| UBS Securities Asia Limited | Rep | Type 1 - Dealing in securities | 2024-09-09 | 2024-09-13 |
| UBS Securities Hong Kong Limited | Rep | Type 1 - Dealing in securities | 2024-09-09 | 2024-09-13 |
| UBS Securities Asia Limited | Rep | Type 1 - Dealing in securities | 2024-05-24 | 2024-05-31 |
| UBS Securities Hong Kong Limited | Rep | Type 1 - Dealing in securities | 2024-05-24 | 2024-05-31 |
| UBS Securities Asia Limited | Rep | Type 1 - Dealing in securities | 2024-03-08 | 2024-03-15 |
| UBS Securities Hong Kong Limited | Rep | Type 1 - Dealing in securities | 2024-03-08 | 2024-03-15 |
| UBS Securities Asia Limited | Rep | Type 1 - Dealing in securities | 2023-03-10 | 2023-03-19 |
| UBS Securities Hong Kong Limited | Rep | Type 1 - Dealing in securities | 2023-03-10 | 2023-03-19 |
| Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2020-08-20 | 2021-07-30 |
| Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2020-08-20 | 2021-07-30 |