Ho Yin (SFC:BPW957) Wong
黃浩賢
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ho Yin (SFC:BPW957) Wong (黃浩賢), CE reference BPW957. Currently licensed at 1 firm(s): Ubiquant Asset Management Co., Limited. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Ubiquant Asset Management Co., Limited | Rep | Type 4 — Advising on securities | 2024-01-02 | present |
| Ubiquant Asset Management Co., Limited | Rep | Type 9 — Asset management | 2024-01-02 | present |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
Rep | Type 1 — Dealing in securities | 2020-07-24 | 2023-12-05 |
| Goldman Sachs (Asia) Securities Limited 高盛(亞洲)證券有限公司 |
Rep | Type 1 — Dealing in securities | 2020-07-24 | 2023-12-05 |
| Goldman Sachs (Asia) Securities Limited 高盛(亞洲)證券有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2020-07-24 | 2023-12-05 |
| Goldman Sachs (Asia) Securities Limited 高盛(亞洲)證券有限公司 |
Rep | Type 7 — Providing automated trading services | 2020-07-24 | 2023-12-05 |