Tianyi (SFC:BPV473) Shi
施天怡
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Tianyi (SFC:BPV473) Shi (施天怡), a licensed Representative with CE reference BPV473. Currently licensed at 2 firm(s): UBS Securities Asia Limited, UBS Securities Hong Kong Limited. Active regulated activities: Type 1 - Dealing in securities; Type 7 - Providing automated trading services. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| UBS Securities Asia Limited | Rep | Type 1 - Dealing in securities | 2020-07-10 | present |
| UBS Securities Hong Kong Limited | Rep | Type 1 - Dealing in securities | 2020-07-10 | present |
| UBS Securities Hong Kong Limited | Rep | Type 7 - Providing automated trading services | 2020-07-10 | present |