Xi (SFC:BPK764) Lin
林曦
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Xi (SFC:BPK764) Lin (林曦), CE reference BPK764. Currently licensed at 1 firm(s): Orient Securities Limited. Total licence records on file: 7.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Orient Securities Limited 東方匯財證券有限公司 |
Rep | Type 1 — Dealing in securities | 2024-04-30 | present |
| Orient Securities Limited 東方匯財證券有限公司 |
Rep | Type 4 — Advising on securities | 2024-04-30 | present |
| Orient Securities Limited 東方匯財證券有限公司 |
RO | Type 9 — Asset management | 2024-04-30 | present |
| TFI Asset Management Limited 天風國際資產管理有限公司 |
RO | Type 9 — Asset management | 2023-02-16 | 2024-03-31 |
| TFI Securities and Futures Limited 天風國際證券與期貨有限公司 |
Rep | Type 1 — Dealing in securities | 2020-03-10 | 2024-03-31 |
| TFI Asset Management Limited 天風國際資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2020-03-10 | 2024-03-31 |
| TFI Asset Management Limited 天風國際資產管理有限公司 |
Rep | Type 9 — Asset management | 2020-03-10 | 2023-02-16 |