Yu-Lun Chen
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yu-Lun Chen (陳昱綸), a licensed Representative with CE reference BPH861. Currently licensed at 2 firm(s): CMB International Securities Limited, CMB International Global Markets Limited. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities. This person has 6.3 years of SFC licence history. Total licence records on file: 10.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| CMB International Securities Limited 招銀國際證券有限公司 |
Rep | Type 1 - Dealing in securities | 2023-03-10 | present |
| CMB International Securities Limited 招銀國際證券有限公司 |
Rep | Type 4 - Advising on securities | 2023-03-10 | present |
| CMB International Global Markets Limited 招銀國際環球市場有限公司 |
Rep | Type 1 - Dealing in securities | 2023-01-12 | present |
| CMB International Global Markets Limited 招銀國際環球市場有限公司 |
Rep | Type 4 - Advising on securities | 2023-01-12 | present |
| CEB International Capital Corporation Limited 光銀國際資本有限公司 |
Rep | Type 1 - Dealing in securities | 2022-02-16 | 2023-01-01 |
| CEB International Capital Corporation Limited 光銀國際資本有限公司 |
Rep | Type 4 - Advising on securities | 2022-02-16 | 2023-01-01 |
| SMBC Nikko Securities (Hong Kong) Limited 日興證券(香港)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2020-11-02 | 2022-01-03 |
| SMBC Nikko Securities (Hong Kong) Limited 日興證券(香港)有限公司 |
Rep | Type 5 - Advising on futures contracts | 2020-11-02 | 2022-01-03 |
| SMBC Nikko Securities (Hong Kong) Limited 日興證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2020-03-02 | 2022-01-03 |
| SMBC Nikko Securities (Hong Kong) Limited 日興證券(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2020-03-02 | 2022-01-03 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Yu-Lun Chen during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.