Leon Kairong Tay
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Leon Kairong Tay, CE reference BHR968. Currently licensed at 2 firm(s): CMB International Securities Limited, CMB International Global Markets Limited. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| CMB International Securities Limited 招銀國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2024-07-11 | present |
| CMB International Securities Limited 招銀國際證券有限公司 |
Rep | Type 4 — Advising on securities | 2024-07-11 | present |
| CMB International Global Markets Limited 招銀國際環球市場有限公司 |
Rep | Type 1 — Dealing in securities | 2022-08-15 | present |
| CMB International Global Markets Limited 招銀國際環球市場有限公司 |
Rep | Type 4 — Advising on securities | 2022-08-15 | present |
| Mizuho Securities Asia Limited 瑞穗證券亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2016-06-29 | 2018-02-22 |
| Mizuho Securities Asia Limited 瑞穗證券亞洲有限公司 |
Rep | Type 4 — Advising on securities | 2016-06-29 | 2018-02-22 |