Si Cen Ye
葉思岑
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Si Cen Ye (葉思岑), a licensed Representative with CE reference BPB512. Currently licensed at 2 firm(s): Merrill Lynch (Asia Pacific) Limited, Merrill Lynch Far East Limited. Active regulated activities: Type 1 - Dealing in securities; Type 2 - Dealing in futures contracts. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 - Dealing in securities | 2022-07-19 | present |
| Merrill Lynch Far East Limited | Rep | Type 1 - Dealing in securities | 2022-07-19 | present |
| Merrill Lynch Far East Limited | Rep | Type 2 - Dealing in futures contracts | 2022-07-19 | present |
| Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2019-10-29 | 2022-05-19 |