Shu Yi Yu
尤淑儀
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Shu Yi Yu (尤淑儀), CE reference BPB355. Currently licensed at 1 firm(s): Wisdom Asset Management Limited. Total licence records on file: 8.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Wisdom Asset Management Limited 滙智資產管理有限公司 |
Rep | Type 1 — Dealing in securities | 2025-10-30 | present |
| Wisdom Asset Management Limited 滙智資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2025-10-30 | present |
| Wisdom Asset Management Limited 滙智資產管理有限公司 |
Rep | Type 9 — Asset management | 2025-10-30 | present |
| Wisdom Asset Management Limited 滙智資產管理有限公司 |
Rep | Type 1 — Dealing in securities | 2024-11-18 | 2025-05-13 |
| Wisdom Asset Management Limited 滙智資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2024-11-18 | 2025-05-13 |
| Wisdom Asset Management Limited 滙智資產管理有限公司 |
Rep | Type 9 — Asset management | 2024-11-18 | 2025-05-13 |
| Win Harvest Asset Management Limited 豐嬴資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2019-12-17 | 2020-07-27 |
| Win Harvest Asset Management Limited 豐嬴資產管理有限公司 |
Rep | Type 9 — Asset management | 2019-12-17 | 2020-07-27 |