Yixin (SFC:BOW962) Xu
許義鑫
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yixin (SFC:BOW962) Xu (許義鑫), CE reference BOW962. Currently licensed at 1 firm(s): TFI Asset Management Limited. Total licence records on file: 7.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| TFI Asset Management Limited 天風國際資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2024-06-03 | present |
| TFI Asset Management Limited 天風國際資產管理有限公司 |
Rep | Type 5 — Advising on futures contracts | 2024-06-03 | present |
| TFI Asset Management Limited 天風國際資產管理有限公司 |
Rep | Type 9 — Asset management | 2024-06-03 | present |
| CMB International Global Markets Limited 招銀國際環球市場有限公司 |
Rep | Type 4 — Advising on securities | 2022-01-14 | 2024-03-12 |
| CMB International Securities Limited 招銀國際證券有限公司 |
Rep | Type 4 — Advising on securities | 2022-01-14 | 2022-05-05 |
| BOCI Research Limited 中銀國際研究有限公司 |
Rep | Type 4 — Advising on securities | 2021-08-04 | 2021-12-21 |
| Fosun International Securities Limited 復星國際證券有限公司 |
Rep | Type 4 — Advising on securities | 2019-11-05 | 2021-06-28 |