Yu-Chun Liu
劉俞君
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yu-Chun Liu (劉俞君), CE reference BOS653. Currently licensed at 1 firm(s): Wisdom Asset Management Limited. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Wisdom Asset Management Limited 滙智資產管理有限公司 |
Rep | Type 9 — Asset management | 2022-07-07 | present |
| Wisdom Asset Management Limited 滙智資產管理有限公司 |
Rep | Type 1 — Dealing in securities | 2022-01-31 | present |
| Wisdom Asset Management Limited 滙智資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2022-01-31 | present |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2019-09-09 | 2021-11-22 |