Kai Him Lee
李啟謙
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kai Him Lee (李啟謙), a licensed Representative with CE reference BON467. Currently licensed at 2 firm(s): Merrill Lynch (Asia Pacific) Limited, Merrill Lynch Far East Limited. Active regulated activities: Type 1 - Dealing in securities; Type 2 - Dealing in futures contracts. This person has 7.2 years of SFC licence history. Total licence records on file: 5.
Information
- LinkedIn:
- Email:
Report incorrect info
Reported - thank you
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 - Dealing in securities | 2026-09-03 | present |
| Merrill Lynch Far East Limited | Rep | Type 1 - Dealing in securities | 2026-09-03 | present |
| Merrill Lynch Far East Limited | Rep | Type 2 - Dealing in futures contracts | 2026-09-03 | present |
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2019-06-28 | 2026-08-27 |
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2019-06-28 | 2026-08-27 |