Kai Him Lee
李啟謙
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kai Him Lee (李啟謙), CE reference BON467. Currently licensed at 1 firm(s): Barclays Capital Asia Limited. Total licence records on file: 2.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2019-06-28 | present |
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2019-06-28 | present |