Xuelai Zhang
張雪來
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Xuelai Zhang (張雪來), a licensed former licensee with CE reference BOM870. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Sanford C. Bernstein (Hong Kong) Limited 盛博香港有限公司 |
Rep | Type 4 - Advising on securities | 2020-05-04 | 2022-02-18 |
| Sanford C. Bernstein (Hong Kong) Limited 盛博香港有限公司 |
Rep | Type 1 - Dealing in securities | 2020-04-15 | 2022-02-18 |
| UBS Securities Asia Limited | Rep | Type 1 - Dealing in securities | 2019-07-11 | 2020-01-16 |
| UBS Securities Hong Kong Limited | Rep | Type 1 - Dealing in securities | 2019-07-11 | 2020-01-16 |
| UBS Securities Asia Limited | Rep | Type 2 - Dealing in futures contracts | 2019-07-11 | 2020-01-16 |
| UBS Securities Hong Kong Limited | Rep | Type 7 - Providing automated trading services | 2019-07-11 | 2020-01-16 |