Vanessa Cheuk Yan Law
羅卓恩
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Vanessa Cheuk Yan Law (羅卓恩), a licensed former licensee with CE reference BOH187. Total licence records on file: 8.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| HSBC Global Asset Management (Hong Kong) Limited | Rep | Type 9 - Asset management | 2020-04-03 | 2020-08-06 |
| HSBC Investment Funds (Hong Kong) Limited | Rep | Type 9 - Asset management | 2020-04-03 | 2020-08-06 |
| HSBC Global Asset Management (Hong Kong) Limited | Rep | Type 1 - Dealing in securities | 2020-03-27 | 2020-08-06 |
| HSBC Investment Funds (Hong Kong) Limited | Rep | Type 1 - Dealing in securities | 2020-03-27 | 2020-08-06 |
| HSBC Global Asset Management (Hong Kong) Limited | Rep | Type 4 - Advising on securities | 2020-03-27 | 2020-08-06 |
| HSBC Investment Funds (Hong Kong) Limited | Rep | Type 4 - Advising on securities | 2020-03-27 | 2020-08-06 |
| Celestial Securities Limited 時富證券有限公司 |
Rep | Type 1 - Dealing in securities | 2019-04-30 | 2019-11-29 |
| CASH Wealth Management Limited 時富財富管理有限公司 |
Rep | Type 4 - Advising on securities | 2019-04-30 | 2019-11-29 |