Yu (SFC:BOE212) Fu
傅鈺
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yu (SFC:BOE212) Fu (傅鈺), CE reference BOE212. Currently licensed at 1 firm(s): UBS Asset Management (Hong Kong) Limited. Total licence records on file: 10.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| UBS Asset Management (Hong Kong) Limited | RO | Type 1 — Dealing in securities | 2022-07-04 | present |
| UBS Asset Management (Hong Kong) Limited | RO | Type 4 — Advising on securities | 2022-07-04 | present |
| UBS Asset Management (Hong Kong) Limited | RO | Type 9 — Asset management | 2022-07-04 | present |
| UBS Asset Management (Hong Kong) Limited | Rep | Type 1 — Dealing in securities | 2022-04-19 | 2022-07-04 |
| UBS Asset Management (Hong Kong) Limited | Rep | Type 4 — Advising on securities | 2022-04-19 | 2022-07-04 |
| UBS Asset Management (Hong Kong) Limited | Rep | Type 9 — Asset management | 2022-04-19 | 2022-07-04 |
| Baring Asset Management (Asia) Limited 霸菱資產管理(亞洲)有限公司 |
Rep | Type 1 — Dealing in securities | 2019-03-05 | 2020-11-20 |
| Baring Asset Management (Asia) Limited 霸菱資產管理(亞洲)有限公司 |
Rep | Type 4 — Advising on securities | 2019-03-05 | 2020-11-20 |
| Baring Asset Management (Asia) Limited 霸菱資產管理(亞洲)有限公司 |
Rep | Type 5 — Advising on futures contracts | 2019-03-05 | 2020-11-20 |
| Baring Asset Management (Asia) Limited 霸菱資產管理(亞洲)有限公司 |
Rep | Type 9 — Asset management | 2019-03-05 | 2020-11-20 |