Xiaolin (SFC:BNW056) Sun
孫小琳
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Xiaolin (SFC:BNW056) Sun (孫小琳), CE reference BNW056. Currently licensed at 1 firm(s): RBC Global Asset Management (Asia) Limited. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| RBC Global Asset Management (Asia) Limited 加皇環球資產管理(亞洲)有限公司 |
RO | Type 1 — Dealing in securities | 2021-11-30 | present |
| RBC Global Asset Management (Asia) Limited 加皇環球資產管理(亞洲)有限公司 |
RO | Type 4 — Advising on securities | 2021-11-30 | present |
| RBC Global Asset Management (Asia) Limited 加皇環球資產管理(亞洲)有限公司 |
Rep | Type 1 — Dealing in securities | 2021-08-30 | 2021-11-30 |
| RBC Global Asset Management (Asia) Limited 加皇環球資產管理(亞洲)有限公司 |
Rep | Type 4 — Advising on securities | 2021-08-30 | 2021-11-30 |
| BlackRock Asset Management North Asia Limited 貝萊德資產管理北亞有限公司 |
Rep | Type 1 — Dealing in securities | 2018-12-31 | 2021-07-30 |
| BlackRock Asset Management North Asia Limited 貝萊德資產管理北亞有限公司 |
Rep | Type 4 — Advising on securities | 2018-12-31 | 2021-07-30 |