Cheuk Wang James Chau
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Cheuk Wang James Chau ( ), CE reference BTZ210. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| RKD Capital Limited |
Rep | Type 1 — Dealing in securities | 2023-08-22 | 2024-08-30 |
| RKD Capital Limited |
Rep | Type 4 — Advising on securities | 2023-08-22 | 2024-08-30 |
| RKD Capital Limited |
Rep | Type 9 — Asset management | 2023-08-22 | 2024-08-30 |