Dongni Shao
邵冬妮
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Dongni Shao (邵冬妮), CE reference BNU273. Currently licensed at 1 firm(s): Goldman Sachs Asset Management (Hong Kong) Limited. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Goldman Sachs Asset Management (Hong Kong) Limited 高盛資產管理(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2022-07-29 | present |
| Goldman Sachs Asset Management (Hong Kong) Limited 高盛資產管理(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2022-07-29 | present |
| Goldman Sachs Asset Management (Hong Kong) Limited 高盛資產管理(香港)有限公司 |
Rep | Type 9 — Asset management | 2022-07-29 | present |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2018-11-07 | 2022-07-08 |