Aaron Jian Ye Tang
湯建燁
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Aaron Jian Ye Tang (湯建燁), a licensed former licensee with CE reference BNS476. This person has 3.4 years of SFC licence history. Total licence records on file: 5.
Information
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- Email:
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Alpha Sherpa Capital Management Limited |
Rep | Type 9 - Asset management | 2024-02-26 | 2024-07-12 |
| Merrill Lynch Far East Limited | Rep | Type 2 - Dealing in futures contracts | 2020-05-04 | 2021-12-03 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 - Dealing in securities | 2020-04-14 | 2021-12-03 |
| Merrill Lynch Far East Limited | Rep | Type 1 - Dealing in securities | 2020-04-14 | 2021-12-03 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2018-10-30 | 2020-03-04 |
Worked alongside
The 6 closest colleagues, strongest tie first — individuals licensed at the same firm as Aaron Jian Ye Tang during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.