Aaron Jian Ye Tang
湯建燁
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Aaron Jian Ye Tang (湯建燁), CE reference BNS476. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Alpha Sherpa Capital Management Limited |
Rep | Type 9 — Asset management | 2024-02-26 | 2024-07-12 |
| Merrill Lynch Far East Limited | Rep | Type 2 — Dealing in futures contracts | 2020-05-04 | 2021-12-03 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 — Dealing in securities | 2020-04-14 | 2021-12-03 |
| Merrill Lynch Far East Limited | Rep | Type 1 — Dealing in securities | 2020-04-14 | 2021-12-03 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2018-10-30 | 2020-03-04 |