Su Wen Tan
陳舒文
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Su Wen Tan (陳舒文), a licensed Representative with CE reference BNL477. Currently licensed at 1 firm(s): J.P. Morgan Broking (Hong Kong) Limited. Active regulated activities: Type 2 - Dealing in futures contracts; Type 5 - Advising on futures contracts. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| J.P. Morgan Broking (Hong Kong) Limited | Rep | Type 2 - Dealing in futures contracts | 2021-05-17 | present |
| J.P. Morgan Broking (Hong Kong) Limited | Rep | Type 5 - Advising on futures contracts | 2021-05-17 | present |
| UBS Securities Asia Limited | Rep | Type 1 - Dealing in securities | 2018-08-24 | 2019-08-17 |