Chung Ming (SFC:BMW913) Lau
樓仲明
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Chung Ming (SFC:BMW913) Lau (樓仲明), a licensed former licensee with CE reference BMW913. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2023-06-14 | 2023-07-05 |
| Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2023-06-14 | 2023-07-05 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
Rep | Type 1 - Dealing in securities | 2018-05-18 | 2023-01-12 |
| Goldman Sachs (Asia) Securities Limited 高盛(亞洲)證券有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2018-05-18 | 2023-01-12 |