Yong Xu
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yong Xu (徐勇), a licensed Responsible Officer with CE reference BMT490. Currently licensed at 1 firm(s): Zhongtai International Asset Management Limited. Active regulated activities: Type 4 - Advising on securities; Type 9 - Asset management. This person has 4.3 years of SFC licence history. Total licence records on file: 8.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Zhongtai International Asset Management Limited 中泰國際資產管理有限公司 |
RO | Type 4 - Advising on securities | 2023-10-31 | present |
| Zhongtai International Asset Management Limited 中泰國際資產管理有限公司 |
RO | Type 9 - Asset management | 2023-10-31 | present |
| XinKong International Capital Limited 信控國際融資有限公司 |
RO | Type 6 - Advising on corporate finance | 2020-03-06 | 2020-12-22 |
| XinKong International Securities Limited 信控國際證券有限公司 |
RO | Type 1 - Dealing in securities | 2019-08-29 | 2020-12-22 |
| XinKong International Securities Limited 信控國際證券有限公司 |
RO | Type 2 - Dealing in futures contracts | 2019-08-29 | 2019-12-05 |
| XinKong International Securities Limited 信控國際證券有限公司 |
RO | Type 4 - Advising on securities | 2019-08-29 | 2020-12-22 |
| XinKong International Capital Limited 信控國際融資有限公司 |
RO | Type 1 - Dealing in securities | 2019-06-04 | 2020-12-22 |
| XinKong International Capital Limited 信控國際融資有限公司 |
RO | Type 6 - Advising on corporate finance | 2019-06-04 | 2020-01-15 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Yong Xu during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.