Ji Liu
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ji Liu (劉霽), a licensed Representative with CE reference BMR643. Currently licensed at 2 firm(s): Guotai Junan Securities (Hong Kong) Limited, Guotai Junan Capital Limited. Active regulated activities: Type 1 - Dealing in securities; Type 6 - Advising on corporate finance. This person has 7.6 years of SFC licence history. Total licence records on file: 9.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2026-05-28 | present |
| Guotai Junan Capital Limited 國泰君安融資有限公司 |
Rep | Type 6 - Advising on corporate finance | 2026-05-28 | present |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 - Dealing in securities | 2019-12-30 | 2025-12-23 |
| Merrill Lynch Far East Limited | Rep | Type 1 - Dealing in securities | 2019-12-30 | 2024-02-26 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 4 - Advising on securities | 2019-12-30 | 2025-12-23 |
| Merrill Lynch Far East Limited | Rep | Type 4 - Advising on securities | 2019-12-30 | 2024-02-26 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 6 - Advising on corporate finance | 2019-12-20 | 2025-12-23 |
| Merrill Lynch Far East Limited | Rep | Type 6 - Advising on corporate finance | 2019-12-20 | 2024-02-26 |
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 |
Rep | Type 6 - Advising on corporate finance | 2018-04-18 | 2019-10-02 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Ji Liu during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.