Kin Yan Roy Seto
司徒健欣
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kin Yan Roy Seto (司徒健欣), CE reference BMO081. Currently licensed at 1 firm(s): JW Capital Securities Limited. Total licence records on file: 15.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| JW Capital Securities Limited 君威資本證券有限公司 |
RO | Type 4 — Advising on securities | 2022-07-04 | present |
| JW Capital Securities Limited 君威資本證券有限公司 |
RO | Type 9 — Asset management | 2022-07-04 | present |
| FDB Asset Management Limited 灃展資產管理有限公司 |
RO | Type 4 — Advising on securities | 2023-06-12 | 2024-05-06 |
| FDB Asset Management Limited 灃展資產管理有限公司 |
RO | Type 9 — Asset management | 2023-06-12 | 2024-05-06 |
| Anlly Asset Management Limited 安立資產管理有限公司 |
RO | Type 4 — Advising on securities | 2021-05-04 | 2022-03-31 |
| Anlly Asset Management Limited 安立資產管理有限公司 |
RO | Type 9 — Asset management | 2021-05-04 | 2022-03-31 |
| Core Securities Company Limited (The) 核聚證券有限公司 |
RO | Type 4 — Advising on securities | 2020-07-16 | 2020-09-18 |
| Core Securities Company Limited (The) 核聚證券有限公司 |
RO | Type 9 — Asset management | 2020-07-16 | 2020-09-18 |
| Core Securities Company Limited (The) 核聚證券有限公司 |
Rep | Type 1 — Dealing in securities | 2020-06-19 | 2020-09-18 |
| Core Securities Company Limited (The) 核聚證券有限公司 |
Rep | Type 4 — Advising on securities | 2020-06-19 | 2020-07-16 |
| Core Securities Company Limited (The) 核聚證券有限公司 |
Rep | Type 9 — Asset management | 2020-06-19 | 2020-07-16 |
| YG Capital Management Limited 一信資本管理有限公司 |
RO | Type 9 — Asset management | 2019-07-03 | 2019-12-23 |
| YG International Partners Limited 一信資本國際有限公司 |
Rep | Type 1 — Dealing in securities | 2018-11-09 | 2019-12-23 |
| YG Capital Management Limited 一信資本管理有限公司 |
Rep | Type 4 — Advising on securities | 2018-04-17 | 2019-12-23 |
| YG Capital Management Limited 一信資本管理有限公司 |
Rep | Type 9 — Asset management | 2018-04-17 | 2019-07-03 |