Wing Mei Tsoi
蔡穎䉠
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Wing Mei Tsoi (蔡穎䉠), a licensed former licensee with CE reference BNC666. Total licence records on file: 8.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Anlly Asset Management Limited 安立資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2021-04-20 | 2022-02-06 |
| Anlly Asset Management Limited 安立資產管理有限公司 |
Rep | Type 9 — Asset management | 2021-04-20 | 2022-02-06 |
| BOCI Securities Limited 中銀國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2019-09-04 | 2021-02-12 |
| BOCI Securities Limited 中銀國際證券有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2019-09-04 | 2021-02-12 |
| Haitong International Securities Company Limited 海通國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2019-07-08 | 2019-07-17 |
| Haitong International Futures Limited 海通國際期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2019-07-08 | 2019-07-17 |
| China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2018-06-26 | 2019-06-04 |
| China Merchants Futures (HK) Co., Limited 招商期貨(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2018-06-26 | 2019-06-04 |