Hu (SFC:BMA461) Chen
陳滸
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Hu (SFC:BMA461) Chen (陳滸), CE reference BMA461. Currently licensed at 1 firm(s): CITIC Securities International Global Markets Limited. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| CITIC Securities International Global Markets Limited 中信證券國際全球市場有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2023-02-13 | present |
| CITIC Securities International Global Markets Limited 中信證券國際全球市場有限公司 |
Rep | Type 1 — Dealing in securities | 2020-07-31 | present |
| BFAM Partners (Hong Kong) Limited | Rep | Type 9 — Asset management | 2019-03-18 | 2020-04-07 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
Rep | Type 1 — Dealing in securities | 2018-01-17 | 2019-01-29 |
| Goldman Sachs (Asia) Securities Limited 高盛(亞洲)證券有限公司 |
Rep | Type 1 — Dealing in securities | 2018-01-17 | 2019-01-29 |
| Goldman Sachs (Asia) Securities Limited 高盛(亞洲)證券有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2018-01-17 | 2019-01-29 |