Aaron Richard Sattar
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Aaron Richard Sattar ( ), a licensed former licensee with CE reference BLI892. Total licence records on file: 8.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| J.P. Morgan Broking (Hong Kong) Limited | Rep | Type 2 - Dealing in futures contracts | 2025-05-06 | 2025-05-08 |
| J.P. Morgan Broking (Hong Kong) Limited | Rep | Type 5 - Advising on futures contracts | 2025-05-06 | 2025-05-08 |
| UBS Securities Asia Limited | Rep | Type 1 - Dealing in securities | 2018-04-23 | 2020-07-31 |
| UBS Securities Hong Kong Limited | Rep | Type 1 - Dealing in securities | 2018-04-23 | 2020-07-31 |
| UBS Securities Asia Limited | Rep | Type 2 - Dealing in futures contracts | 2018-04-23 | 2020-07-31 |
| UBS Securities Hong Kong Limited | Rep | Type 2 - Dealing in futures contracts | 2018-04-23 | 2020-07-31 |
| UBS Securities Asia Limited | Rep | Type 1 - Dealing in securities | 2017-10-30 | 2017-12-08 |
| UBS Securities Asia Limited | Rep | Type 2 - Dealing in futures contracts | 2017-10-30 | 2017-12-08 |