Rundong Tang
湯潤東
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Rundong Tang (湯潤東), a licensed former licensee with CE reference BLC422. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| CITIC Securities (Hong Kong) Limited 中信證券(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2021-09-16 | 2024-06-17 |
| CLSA Limited 中信里昂證券有限公司 |
Rep | Type 1 - Dealing in securities | 2021-08-09 | 2024-06-17 |
| CITIC Securities (Hong Kong) Limited 中信證券(香港)有限公司 |
Rep | Type 6 - Advising on corporate finance | 2021-08-09 | 2024-06-17 |
| China Securities (International) Corporate Finance Company Limited 中信建投(國際)融資有限公司 |
Rep | Type 1 - Dealing in securities | 2017-09-27 | 2021-07-09 |
| China Securities (International) Corporate Finance Company Limited 中信建投(國際)融資有限公司 |
Rep | Type 6 - Advising on corporate finance | 2017-09-27 | 2021-07-09 |