Ka Wing Lee
利家榮
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ka Wing Lee (利家榮), CE reference BKB231. Currently licensed at 1 firm(s): Hang Seng Investment Management Limited. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Hang Seng Investment Management Limited 恒生投資管理有限公司 |
Rep | Type 9 — Asset management | 2024-08-21 | present |
| Hang Seng Investment Management Limited 恒生投資管理有限公司 |
Rep | Type 1 — Dealing in securities | 2024-08-21 | 2025-06-05 |
| Hang Seng Investment Management Limited 恒生投資管理有限公司 |
Rep | Type 4 — Advising on securities | 2024-08-21 | 2025-06-05 |
| Marco Polo Pure Asset Management Limited | Rep | Type 4 — Advising on securities | 2017-12-18 | 2018-08-30 |
| Marco Polo Pure Asset Management Limited | Rep | Type 9 — Asset management | 2017-12-18 | 2018-08-30 |