Yuanmin Gu
顧緣敏
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yuanmin Gu (顧緣敏), a licensed former licensee with CE reference BJP645. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
Rep | Type 1 - Dealing in securities | 2017-10-06 | 2021-02-09 |
| Goldman Sachs (Asia) Securities Limited 高盛(亞洲)證券有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2017-10-06 | 2021-02-09 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
Rep | Type 9 - Asset management | 2017-10-06 | 2021-02-09 |
| BOCI Securities Limited 中銀國際證券有限公司 |
Rep | Type 1 - Dealing in securities | 2017-05-31 | 2017-09-08 |
| BOCI Securities Limited 中銀國際證券有限公司 |
Rep | Type 4 - Advising on securities | 2017-05-31 | 2017-09-08 |