Li (SFC:BJK530) He
何櫟
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Li (SFC:BJK530) He (何櫟), CE reference BJK530. Currently licensed at 1 firm(s): SG Securities (HK) Limited. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| SG Securities (HK) Limited 法國興業證券(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2025-10-14 | present |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
Rep | Type 1 — Dealing in securities | 2021-07-20 | 2025-04-29 |
| Goldman Sachs (Asia) Securities Limited 高盛(亞洲)證券有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2021-07-20 | 2025-04-29 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2017-04-13 | 2017-07-14 |