Xueni Wu
吳雪妮
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Xueni Wu (吳雪妮), a licensed Representative with CE reference BJI146. Currently licensed at 2 firm(s): Merrill Lynch (Asia Pacific) Limited, Merrill Lynch Far East Limited. Active regulated activities: Type 1 - Dealing in securities; Type 2 - Dealing in futures contracts. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 - Dealing in securities | 2025-03-28 | present |
| Merrill Lynch Far East Limited | Rep | Type 2 - Dealing in futures contracts | 2018-07-13 | present |
| Merrill Lynch Far East Limited | Rep | Type 1 - Dealing in securities | 2018-07-03 | present |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 - Dealing in securities | 2019-07-15 | 2023-04-24 |
| UBS Securities Asia Limited | Rep | Type 1 - Dealing in securities | 2017-04-07 | 2018-06-19 |